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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Southern Shores | NC | 03/2020 | Present |
| Wells Fargo Bank, Na | Southern Shores | NC | 05/2019 | Present |
| Xenith Bank/Atlantic Union Bank | Moyock | NC | 03/2017 | 05/2019 |
| Obx Bank/Monarch Bank/Towne Bank | Kitty Hawk | NC | 05/2012 | 03/2017 |
| Terry & Sarah Photography | Grandy | NC | 05/2010 | 12/2018 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. Insurance Agent/ Not Investment related/ Independent ownership 100%/ start date 08/23-20 hrs per mo. devoted 2. TERRY & SARAH OBX LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2023 ADDRESS: 318 W Danube St, Nags Head NC 27959, United States DESCRIPTION: Maintenance and cleaning of AirBNB, host duties 3. SARAH MOORE DBA THE MERMAID'S PURSE POSITION: owner NATURE: Women's boutique retail sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2025 ADDRESS: 318 West Danube Street, Nags Head NC 27959, United States DESCRIPTION: Retail Sales 4. FAITHWARD ADVISORS LLC POSITION: Independent IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2023 ADDRESS: 275 Hess Blvd, Lancaster PA 17543, United States DESCRIPTION: Independent IAR 5. SARAH MOORE FIXED INSURANCE POSITION: Agent - Insurance Producer NATURE: fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/07/2023 ADDRESS: 275 Hess Blvd, Lancaster PA 17543, United States DESCRIPTION: Sales and service of fixed insurance and annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
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