Keith James Habel

Current Employers

Employment History

• 01/2020 → Present
  Hk Financial Services, Inc.
  Dubuque, IA
• 05/2004 → Present
  Honkamp Krueger & Co., P.C.
  Dubuque, IA

Other Businesses

(1) I am a partner, CPA and equity owner with Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Rd Dubuque, IA 52001. I have been with HK & Co. since 05/2004. I work approximately 160 hours a month. I provide typical services of a public accounting firm including tax preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Shareholder of HK Financial Services, Inc., a financial services firm. The firm is primarily located at 3390 Asbury Road, Dubuque, IA 52002. It is "investment-related". My start date is 01/2018. I devote 40 hours a month, primarily during securities trading hours. My participation includes attending periodic shareholder meetings. (3) I am a Member-Owner of HKFS Building Co., LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 3390 Asbury Road, Dubuque, IA 52002. My start date is 01/2018. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (4) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2018. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-01-17