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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-06 |
| NY | RA | APPROVED | 2023-08-24 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Troy | NY | 01/2020 | 03/2022 |
| Bank Of America, N.A. | Troy | NY | 01/2020 | 03/2022 |
| Pioneer Bank | Albany | NY | 10/2019 | 01/2020 |
| Citizens Bank | Albany | NY | 12/2017 | 10/2019 |
| Apple Bank | Brooklyn | NY | 01/2017 | 12/2017 |
| Sefcu | Amsterdam | NY | 10/2016 | 12/2016 |
| Apple Bank | Brooklyn | NY | 02/2016 | 09/2016 |
| Apple Bank | Brooklyn | NY | 06/2014 | 12/2017 |
| M Holdings Securities, Inc. | Portland | OR | 03/2022 | 08/2023 |
| Bankers Life Securities, Inc | Chicago | IL | 08/2023 | Present |
| Bankers Life Advisory Services, Inc | Chicago | IL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
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