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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-08-25
  • WA RA
    APPROVED
    Since 2022-08-25

Branch Locations

301 116Th Ave Se Ste 500, Bellevue, WA 98005 • United States

Mill Creek, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Seattle WA 08/2019 02/2021
J.P. Morgan Securities Llc Seattle WA 08/2019 02/2021
One Asset Management Limited Bangkok 08/2017 10/2017
One Asset Management Limited Bangkok 09/2013 10/2016
Unemployed Mil Creek WA 11/2016 05/2017
Unemployed Bangkok 05/2017 07/2017
Unemployed Bangkok 11/2017 03/2018
Unemployed Mill Creek WA 03/2018 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynnwood WA 06/2021 10/2021
Unemployed Mill Creek WA 03/2021 05/2021
Bank Of America, N.A. Lynnwood WA 08/2021 10/2021
Ameriprise Financial Services, Llc Bellevue WA 08/2022 Present
Clm Trading Llc Seattle WA 10/2021 07/2022
  • 08/2019 → 02/2021
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
  • 08/2019 → 02/2021
    Seattle, WA
  • 08/2017 → 10/2017
    One Asset Management Limited
    Bangkok
  • 09/2013 → 10/2016
    One Asset Management Limited
    Bangkok
  • 11/2016 → 05/2017
    Unemployed
    Mil Creek, WA
  • 05/2017 → 07/2017
    Unemployed
    Bangkok
  • 11/2017 → 03/2018
    Unemployed
    Bangkok
  • 03/2018 → 08/2019
    Unemployed
    Mill Creek, WA
  • 06/2021 → 10/2021
    Lynnwood, WA
  • 03/2021 → 05/2021
    Unemployed
    Mill Creek, WA
  • 08/2021 → 10/2021
    Bank Of America, N.A.
    Lynnwood, WA
  • 08/2022 → Present
    Bellevue, WA
  • 10/2021 → 07/2022
    Clm Trading Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-13
  • S66 Uniform Combined State Law Examination
    2020-07-13
Other Names
  • Noppawan Thongcharoen
  • Yui Thongcharoen

View on SEC IAPD

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