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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-25 |
Branch Locations
301 116Th Ave Se Ste 500, Bellevue, WA 98005 • United States
Mill Creek, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 08/2019 | 02/2021 |
| J.P. Morgan Securities Llc | Seattle | WA | 08/2019 | 02/2021 |
| One Asset Management Limited | Bangkok | 08/2017 | 10/2017 | |
| One Asset Management Limited | Bangkok | 09/2013 | 10/2016 | |
| Unemployed | Mil Creek | WA | 11/2016 | 05/2017 |
| Unemployed | Bangkok | 05/2017 | 07/2017 | |
| Unemployed | Bangkok | 11/2017 | 03/2018 | |
| Unemployed | Mill Creek | WA | 03/2018 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lynnwood | WA | 06/2021 | 10/2021 |
| Unemployed | Mill Creek | WA | 03/2021 | 05/2021 |
| Bank Of America, N.A. | Lynnwood | WA | 08/2021 | 10/2021 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 08/2022 | Present |
| Clm Trading Llc | Seattle | WA | 10/2021 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-13 |
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