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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-17
TX RA APPROVED 2023-12-04
NY RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2023-12-04
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooklyn Sports & Entertainment Global Brooklyn NY 05/2018 08/2018
Miami Dolphins Miami Gardens FL 05/2019 08/2019
University Of Florida Gainesville FL 06/2015 08/2019
Ubs Financial Services Weehawken NJ 08/2019 07/2022
Sagepoint Financial, Inc New York NY 09/2022 09/2023
Osaic Wealth, Inc. New York NY 09/2023 Present
  • 05/2018 → 08/2018
    Brooklyn Sports & Entertainment Global
    Brooklyn, NY
  • 05/2019 → 08/2019
    Miami Dolphins
    Miami Gardens, FL
  • 06/2015 → 08/2019
    University Of Florida
    Gainesville, FL
  • 08/2019 → 07/2022
    Ubs Financial Services
    Weehawken, NJ
  • 09/2022 → 09/2023
    Sagepoint Financial, Inc
    New York, NY
  • 09/2023 → Present
    New York, NY
Previous Registrations
  • 2022-09-15 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    New York, NY
    New York, NY
  • 2020-03-04 → 2022-07-07
    Hallandale Beach, FL
Other Businesses

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Private Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/12/2022 ADDRESS: 1700 Heron Club Drive #202, Delray Beach FL 33445, United States DESCRIPTION: Private Wealth Advisor- Helping existing firm clients with the financial planning process- Assisting team financial advisors with business organization and planning- Marketing and outreach to prospective clients 2. EXPERIENCE CAMPS POSITION: Associate Program Director NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 136 Main St, Suite 206, Westport CT 06880, United States DESCRIPTION: Experience Camps is a non-profit that sends kids who have lost a parent, sibling, or primary caregiver to a free overnight camp. Every year, I lead a weeklong program for 100+ Boys and 50+ Volunteers transforming the lives of grieving children through compassion, connection, and play. 3. CARDIFF ASSOCIATES POSITION: Shareholder NATURE: Limited Partnership - Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2018 ADDRESS: 600 Madison Avenue, Suite #2001, New York NY 10022, United States DESCRIPTION: This was an inherited investment from my dad's estate in 2018. I do not actively participate in this business at all. 4. TRUSTEE / EXECUTOR POSITION: Executor / Trustee NATURE: I will be the Executor and Trustee of my grandmothers Estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 09/19/2025 ADDRESS: 7800 SE Double Tree Dr, Hobe Sound FL 33455, United States DESCRIPTION: Collection and marshalling of assets, Debt and expense management, Trust administration, Recordkeeping and reporting, Distribution decisions based on trust 5. THE CURRENCY OF GRIEF POSITION: Host / Grief Financial Officer NATURE: The Currency of Grief is a podcast. This is not a formal business. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 03/14/2025 ADDRESS: 1700 Heron Club Drive #202, Delray Beach FL 33445, United States DESCRIPTION: Facilitate conversations with podcast guests. Find podcast guests.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-03
  • S66 Uniform Combined State Law Examination
    2020-03-03
Designations

View on SEC IAPD

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