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Kristin Buck

LPl Financial LLC

Tigard, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-03-29
  • OR RA
    APPROVED
    Since 2022-03-29

Branch Locations

7185 Sw Sandburg St. Suite 200, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Portland OR 04/2015 09/2020
Maternity Leave Tigard OR 09/2020 11/2020
Lpl Financial Tigard OR 11/2020 Present
  • 04/2015 → 09/2020
    Wells Fargo Advisors
    Portland, OR
  • 09/2020 → 11/2020
    Maternity Leave
    Tigard, OR
  • 11/2020 → Present
    Lpl Financial
    Tigard, OR
Other Businesses

1-11/2020 / DBA for LPL Business (entity for LPL business) / North Point Wealth Management / Investment Related / Tigard, OR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25
Other Names
  • Kristin Marie Helppie

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
EDWARD JONES
TRANSAMERICA FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LETTIN WEALTH MANAGEMENT GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

BRYAN ALAN BRUMUND
HANNA WEXHLER SMITH
JOHN ANDREW NESS
ALISA ARREDONDO
LINDA LY
MATTHEW SPRIGGS
GREGORY ARTHUR SMITH
WAYNE M. SACKLEY

Other Offices

STRATEGIC ADVISERS LLC · TIGARD, OR
EDWARD JONES · PORTLAND, OR
TRANSAMERICA FINANCIAL ADVISORS, LLC · PORTLAND, OR
LPL FINANCIAL LLC · TIGARD, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tigard, OR
LETTIN WEALTH MANAGEMENT GROUP, INC. · LAKE OSWEGO, OR
LPL FINANCIAL LLC · TIGARD, OR
LPL FINANCIAL LLC · TUALATIN, OR

More in Tigard, OR

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