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Andrew Galarnyk

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-23
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

190 E Delaware Pl, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chicago IL 10/2012 05/2017
Wintrust Investments Llc Frankfort IL 08/2024 Present
Unemployed Chicago IL 05/2024 08/2024
Bmo Chicago IL 04/2021 05/2024
Bmo Chicago IL 07/2018 04/2021
Ubs Chicag IL 05/2017 06/2018
Lpl Financial Llc Frankfort IL 06/2025 Present
  • 10/2012 → 05/2017
    Bank Of America, N.A.
    Chicago, IL
  • 08/2024 → Present
    Wintrust Investments Llc
    Frankfort, IL
  • 05/2024 → 08/2024
    Unemployed
    Chicago, IL
  • 04/2021 → 05/2024
    Bmo
    Chicago, IL
  • 07/2018 → 04/2021
    Bmo
    Chicago, IL
  • 05/2017 → 06/2018
    Ubs
    Chicag, IL
  • 06/2025 → Present
    Lpl Financial Llc
    Frankfort, IL
Previous Registrations
Other Businesses

1. 06/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-05-01
S65 Uniform Investment Adviser Law Examination 2025-01-03
S66 Uniform Combined State Law Examination 2013-02-06
  • S63 Uniform Securities Agent State Law Examination
    2025-05-01
  • S65 Uniform Investment Adviser Law Examination
    2025-01-03
  • S66 Uniform Combined State Law Examination
    2013-02-06
Other Names
  • Andrew Michael Galarnyk

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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