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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-02 |
| MI | RA | APPROVED | 2020-11-24 |
Branch Locations
22385 Pontiac Trail Mailstop: Mib758, South Lyon, MI 48178 • United States
790 Penniman Mailstop: Mib772, Plymouth, MI 48170 • United States
21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States
28999 West 5 Mile Rd. East Livonia / Ms: Mib856, Livonia, MI 48154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 10/2014 | 05/2017 |
| Allianz Life Financial Services Llc | Minneapolis | MN | 10/2014 | 05/2017 |
| Navian Capital Securities, Llc | Cincinnati | OH | 12/2017 | 02/2020 |
| Insource, Inc. | Indianapolis | IN | 05/2017 | 11/2020 |
| Axio Financial Llc | New York | NY | 04/2020 | 11/2020 |
| Citizens Securities, Inc. | Plymouth | MI | 11/2020 | Present |
Borgard Family Tre, LLC - member; rent and manage farm land in Nunda, South Dakota; 1 hour/month; Start date: 03/24/2014.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-24 |
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