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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-11-02
MI RA APPROVED 2020-11-24
  • NC RA
    APPROVED
    Since 2021-11-02
  • MI RA
    APPROVED
    Since 2020-11-24

Branch Locations

22385 Pontiac Trail Mailstop: Mib758, South Lyon, MI 48178 • United States

790 Penniman Mailstop: Mib772, Plymouth, MI 48170 • United States

21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States

28999 West 5 Mile Rd. East Livonia / Ms: Mib856, Livonia, MI 48154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Insurance Company Of North America Minneapolis MN 10/2014 05/2017
Allianz Life Financial Services Llc Minneapolis MN 10/2014 05/2017
Navian Capital Securities, Llc Cincinnati OH 12/2017 02/2020
Insource, Inc. Indianapolis IN 05/2017 11/2020
Axio Financial Llc New York NY 04/2020 11/2020
Citizens Securities, Inc. Plymouth MI 11/2020 Present
  • 10/2014 → 05/2017
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 10/2014 → 05/2017
    Allianz Life Financial Services Llc
    Minneapolis, MN
  • 12/2017 → 02/2020
    Navian Capital Securities, Llc
    Cincinnati, OH
  • 05/2017 → 11/2020
    Insource, Inc.
    Indianapolis, IN
  • 04/2020 → 11/2020
    Axio Financial Llc
    New York, NY
  • 11/2020 → Present
    Plymouth, MI
Other Businesses

Borgard Family Tre, LLC - member; rent and manage farm land in Nunda, South Dakota; 1 hour/month; Start date: 03/24/2014.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-23
S63 Uniform Securities Agent State Law Examination 2011-07-24
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2011-07-24
Designations
Other Names
  • Valerie Faye Borgard
  • Valerie Faye Borgard
  • Valerie Faye Fisher
  • Valerie F Doyle

View on SEC IAPD

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