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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc | Los Angeles | CA | 08/2015 | 07/2021 |
| Edward Jones | St Louis | MO | 05/2022 | 07/2026 |
| Unemployed | Louisville | KY | 08/2021 | 04/2022 |
| Nuveen Securities, Llc | Louisville | KY | 07/2026 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 07/2026 | Present |
Name: B&L Holdings LLC Position: Owner Nature: Real Estate Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 05/15/2020 Address: Home Address, Louisville, KY Description: This property includes 3 apartments and 1 retail space (occupied by spouse’s business). Duties are infrequent and include filings and filling apartment vacancies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
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