Katie Jo Thomas

Current Employers

Employment History

• 09/2013 → 09/2020
  Proequities Inc
  Dubuque, IA
• 03/2011 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 09/2004 → Present
  Honkamp Krueger & Co.
  Dubuque, IA

Other Businesses

(1) I am a Partner and Accountant with Honkamp Krueger & Co. P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 09/2004. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2013. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings. (3) I am on the advisory council for the Loras College CFP Program, a not-for-profit organization located at 1450 Alta Vista St., Dubuque IA 52001. I have participated in this activity since 07/2017. I attend periodic council meetings. I devote approximately 1-2 hours per month to this activity, mostly during non-securities trading hours. (4) I am a Member-Owner of HKP Holdings, LLC., a real estate ownership entity. My participation is not securities-related or investment-related. The LLC. owns interests in the HK Payroll company. My start date is 05/2019. I devote 0 hours a month, primarily during non-securities trading hours. (5) I am a Treasurer for the St. Columbkille Parent Association, a not-for-profit organization located at 1198 Rush Street, Dubuque IA 52003. I have participated in this activity since 09/2017. I report on financial activities in the parent association account, develop budget, attend meetings to discuss things going on in the school. I devote approximately 1-2 hours per month to this activity, mostly during non-securities trading hours. 2) DUBUQUE AREA CHAMBER OF COMMERCE POSITION: Board Member NATURE: I am a board member on the local chamber of commerce. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2023 ADDRESS: 300 Main Street, Suite 200, DUBUQUE IA 52001, United States DESCRIPTION: Attend Chamber meetings and events. Provide feedback regarding business topics in the local area. Serve on the finance committee which is not a governance committee and has nothing to do with investments. 3) DUBUQUE AREA CHAMBER OF COMMERCE POSITION: Board member and Treasurer NATURE: I am a board member on the local chamber of commerce. I became Treasurer on July 1, 2024. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2023 ADDRESS: 300 Main Street, Suite 200, DUBUQUE IA 52001, United States DESCRIPTION: Attend Chamber meetings and events. Provide feedback regarding business topics in the local area. Serve on the finance committee which is not a governance committee and has nothing to do with investments. I am now also Treasurer. We don't have investments, just bank accounts.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-11-22

Designations

Other Names

• Katie Jo Wernimont