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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-10 |
| GA | RA | APPROVED | 2026-07-28 |
| CA | RA | APPROVED | 2026-07-27 |
Branch Locations
Pittsburgh, PA • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aberdeen Asset Management Inc./Aberdeen Fund Distributors, Llc | Philadelphia | PA | 02/2016 | 09/2017 |
| Neuberger Berman | New York | NY | 09/2017 | 11/2021 |
| Invesco / Invesco Distributors, Inc. | Atlanta | GA | 12/2021 | 06/2026 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-04 |
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