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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-03 |
Branch Locations
50 South Lasalle, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc | Oakbrook Terrace | IL | 11/2009 | 08/2017 |
| J.P. Morgan Chase Bank, Na | Chicago | IL | 11/2016 | 08/2017 |
| Wells Fargo Bank | Chicago | IL | 08/2017 | 11/2021 |
| Wells Fargo Clearing Services | Chicago | IL | 07/2021 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 11/2021 | 05/2026 |
| Northern Trust Securities, Inc. | Chicago | IL | 05/2026 | Present |
For profit or not for profit: Entity For Profit Name of outside business organization: Duneland 1 LLC Investment related: N Address of business: Elmhurst, Illinois, 60126 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner","Other"], Start date of relationship: 5/16/2022 Number of hours devoted: 3 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: My role as secretary and a member of the LLC will be occasional work outside of normal Bank of America business hours to make purchases for the house, conduct occasional financial transactions and perform occasional work on the house., Entity was formed to own a dual use vacation/rental property. Members of the LLC are myself and my spouse. My role as secretary and a member of the LLC will be occasional work outside of normal Bank of America business hours to make purchases for the hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-08 |
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