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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-04
TX RA APPROVED_RES 2023-04-26
  • CA RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2023-04-26

Branch Locations

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Annandale VA 09/2022 10/2022
Associate Staffing Temple Terrace FL 06/2022 09/2022
Morgan Stanley Temple Terrace FL 07/2022 09/2022
Unemployed Saint Petersburg FL 04/2022 06/2022
Taverna Costale Saint Petersberg FL 01/2022 04/2022
Unemployed Sarasota FL 12/2021 12/2021
Unemployed Carlsbad CA 11/2021 11/2021
Extended Travel Bloomfield NJ 09/2021 10/2021
Door Dash Carlsbad CA 05/2021 08/2021
Grub Hub Carlsbad CA 05/2021 08/2021
The Roxy Encinitas Encinitas CA 12/2020 06/2021
Pf Changs Carlsbad CA 12/2021 02/2022
Nicks In Manhattan Beach Manhattan Beach CA 08/2020 11/2020
The Roxy Encinitas Encinitas CA 07/2020 08/2020
Pf Changs Torrance CA 09/2020 12/2020
Pf Changs Carlsbad CA 01/2019 08/2020
Chilis Bar And Grill Toms River NJ 01/2017 04/2017
Lyft Toms River NJ 01/2017 12/2017
Uber Toms River NJ 01/2017 12/2017
Lyft Carlsbad CA 01/2018 12/2018
Uber Carlsbad CA 01/2018 12/2018
Great American Volleyball Point Pleasant NJ 05/2018 07/2018
Chilis Bar And Grill Oceanside CA 05/2016 07/2016
Uber Carlsbad CA 07/2016 12/2016
Lyft Carlsbad CA 07/2016 12/2016
University Of San Diego San Diego CA 09/2019 12/2019
Nail Polis Inc Passaic NJ 05/2022 11/2022
Timothy Anema Fitness Saint Petersburg FL 03/2022 09/2022
Rideshare Creations Llc Seaside Heights NJ 01/2017 01/2018
Ta Property Consulting Ewing NJ 01/2013 01/2017
Partial Unemployment (Covid-Related) Carlsbad CA 03/2020 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 11/2022 Present
Bank Of America, N.A. Bethesda MD 02/2023 Present
  • 09/2022 → 10/2022
    Unemployed
    Annandale, VA
  • 06/2022 → 09/2022
    Associate Staffing
    Temple Terrace, FL
  • 07/2022 → 09/2022
    Morgan Stanley
    Temple Terrace, FL
  • 04/2022 → 06/2022
    Unemployed
    Saint Petersburg, FL
  • 01/2022 → 04/2022
    Taverna Costale
    Saint Petersberg, FL
  • 12/2021 → 12/2021
    Unemployed
    Sarasota, FL
  • 11/2021 → 11/2021
    Unemployed
    Carlsbad, CA
  • 09/2021 → 10/2021
    Extended Travel
    Bloomfield, NJ
  • 05/2021 → 08/2021
    Door Dash
    Carlsbad, CA
  • 05/2021 → 08/2021
    Grub Hub
    Carlsbad, CA
  • 12/2020 → 06/2021
    The Roxy Encinitas
    Encinitas, CA
  • 12/2021 → 02/2022
    Pf Changs
    Carlsbad, CA
  • 08/2020 → 11/2020
    Nicks In Manhattan Beach
    Manhattan Beach, CA
  • 07/2020 → 08/2020
    The Roxy Encinitas
    Encinitas, CA
  • 09/2020 → 12/2020
    Pf Changs
    Torrance, CA
  • 01/2019 → 08/2020
    Pf Changs
    Carlsbad, CA
  • 01/2017 → 04/2017
    Chilis Bar And Grill
    Toms River, NJ
  • 01/2017 → 12/2017
    Lyft
    Toms River, NJ
  • 01/2017 → 12/2017
    Uber
    Toms River, NJ
  • 01/2018 → 12/2018
    Lyft
    Carlsbad, CA
  • 01/2018 → 12/2018
    Uber
    Carlsbad, CA
  • 05/2018 → 07/2018
    Great American Volleyball
    Point Pleasant, NJ
  • 05/2016 → 07/2016
    Chilis Bar And Grill
    Oceanside, CA
  • 07/2016 → 12/2016
    Uber
    Carlsbad, CA
  • 07/2016 → 12/2016
    Lyft
    Carlsbad, CA
  • 09/2019 → 12/2019
    University Of San Diego
    San Diego, CA
  • 05/2022 → 11/2022
    Nail Polis Inc
    Passaic, NJ
  • 03/2022 → 09/2022
    Timothy Anema Fitness
    Saint Petersburg, FL
  • 01/2017 → 01/2018
    Rideshare Creations Llc
    Seaside Heights, NJ
  • 01/2013 → 01/2017
    Ta Property Consulting
    Ewing, NJ
  • 03/2020 → 08/2020
    Partial Unemployment (Covid-Related)
    Carlsbad, CA
  • 11/2022 → Present
    Bethesda, MD
  • 02/2023 → Present
    Bank Of America, N.A.
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2022-08-29
Other Names
  • Timothy H. Anema
  • Tim Anema

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