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511 N Broadway Suite 801, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-03-20 |
Branch Locations
511 N Broadway Suite 801, Milwaukee, WI 53202 • United States
1600 Utica Ave S Suite 400, St Louis Park, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Minneapolis, | MN | 02/2012 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 02/2021 | 10/2021 |
| Old National Bank | St Louis Park | MN | 10/2021 | Present |
| 1834 Investment Advisors Co. | Milwaukee | WI | 03/2023 | Present |
Nick is a dual employee of Old National Bank and 1834 Investment Advisors Co. Both firms are subsidiaries of Old National Bancorp. Nick works as a Portfolio Manager for both firms.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-04-24 |
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