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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-02 |
Branch Locations
1450 Brickell Avenue Floor 17, Miami, FL 33131-3444 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P.MOrgan Securities Inc | Miami | FL | 10/2008 | 11/2022 |
| Jpmorgan Chase Bank | Miami | FL | 05/2008 | 11/2022 |
| Jpmorgan Chase Bank, Na | Miami | FL | 01/2024 | Present |
| Jpmorgan Securities Llc | Miami | FL | 01/2024 | Present |
| Morgan Stanley | Miami | FL | 11/2022 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-15 |
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