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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-18
  • KY RA
    APPROVED
    Since 2024-06-18

Branch Locations

4803 Olympia Park Plaza, 4Th Floor, Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Louisville KY 09/2018 01/2019
Jjb Hilliard Wl Lyons Llc Louisville KY 07/2008 09/2018
Baird Louisville KY 07/2022 Present
M&T Bank -Wilmington Advisors @ M&T Buffalo NY 05/2019 06/2022
Seiller Waterman Llc Louisville KY 01/2019 05/2019
  • 09/2018 → 01/2019
    Unemployed
    Louisville, KY
  • 07/2008 → 09/2018
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 07/2022 → Present
    Baird
    Louisville, KY
  • 05/2019 → 06/2022
    M&T Bank -Wilmington Advisors @ M&T
    Buffalo, NY
  • 01/2019 → 05/2019
    Seiller Waterman Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Other Names
  • Shannon Marie Age
  • Shannon Age

View on SEC IAPD

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