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10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Geneva | IL | 01/2011 | 11/2017 |
| Leelyn Smith Tax, Llc | Geneva | IL | 09/1994 | Present |
| Leelyn Smith, Llc | Geneva | IL | 08/2010 | Present |
| Lpl Financial Llc | Geneva | IL | 11/2017 | Present |
1. 5/7/2018 - The Retirement Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 40 Hours Per Month During Securities Trading. 2. 7/12/2018 - THE RETIREMENT NETWORK LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/29/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through The Retirement Network LTD, an independent investment advisor firm. I started this business activity in 11/29/2017 I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/11/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/11/2020. 4. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-31 |
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