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5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-10 |
Branch Locations
3610 American River Dr. Suite 120, Sacramento, CA 95864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Mateo | CA | 02/2014 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 02/2025 | Present |
| Msec, Llc | Overland Park | KS | 04/2025 | Present |
1) 09/14/2022 - Mariner Advisor Network - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/15/2022 - 0 Hrs/Mth - 0 Hrs During Trading 2) 06/18/2025 - MSEC - Investment Related - Other - Affiliation with Limited Broker Dealer - At Reported Business Location(s) - Start Date:06/11/2025 - 40 Hrs/Mth - 32 Hrs During Trading. 3) 02/17/2026 - Mariner Independent Advisor Network - Registered Investment Advisor Hybrid - VP Compliance - Investment Related - At Reported Business Location(s) - Start Date 02/10/2025 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Mariner Independent Advisor Network, LLC, LLC, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-18 |
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