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Current Employers
Elswick Investments Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-20
  • IL RA
    APPROVED
    Since 2026-02-20

Branch Locations

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 02/2026
Edward Jones St. Louis MO 02/2017 02/2026
Paper Ashtray Music Chicago IL 08/2023 Present
Elswick Edwards Properties, Llc Chicago IL 02/2025 Present
Elswick Investments Llc Chicago IL 05/2025 Present
Elswick Investments Llc Chicago IL 02/2026 Present
Simplicity Investments Summit NJ 02/2026 Present
  • 10/2016 → 02/2026
    St Louis, MO
  • 02/2017 → 02/2026
    St. Louis, MO
  • 08/2023 → Present
    Paper Ashtray Music
    Chicago, IL
  • 02/2025 → Present
    Elswick Edwards Properties, Llc
    Chicago, IL
  • 05/2025 → Present
    Chicago, IL
  • 02/2026 → Present
    Chicago, IL
  • 02/2026 → Present
    Simplicity Investments
    Summit, NJ
Previous Registrations
  • 2017-02-21 → 2026-02-20
    Lincolnwood, IL
    Chicago, IL
    St Louis, MO
    Chicago, IL
    Chicago, IL
    Waipahu, HI
Other Businesses

1.) ELSWICK INVESTMENTS LLC - 2/19/26 - 2604 W Thomas Street, Unit 2, Chicago, IL 60622 - Owner/Advisor/Wealth Mgr, Providing & implementing advice for individuals & small businesses with tailored accounts & portfolios for their preferences & needs, Invt Rel, RIA, 140 hrs/mo; 140 hrs/mo (during trading hours). 2.) PAPER ASHTRAY MUSIC LLC - 8/10/2023 - 2604 W Thomas Street, Unit 2, Chicago, IL 60622 - Owner/Musician, Musician/Composer/Performer, Not Invt Rel, Music composition & performance, 60 hrs/mo; 0 hrs/mo (during trading hours). 3.) Simplicity Investments - 2/24/26 - 475 Springfield Ave, Summit, NJ 07901 - Registered Representative, Invt Rel, Broker Dealer, 20 hrs/mo; 20 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
  • S66 Uniform Combined State Law Examination
    2016-11-28
Designations
Other Names
  • Elizabeth Elswick Caddy
  • Elizabeth Caddy

View on SEC IAPD

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