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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-06-10
  • NJ RA
    APPROVED
    Since 2015-06-10

Branch Locations

1100-1800 American Blvd Gbam - Wholesale Credit - Gwim Credit, Pennington, NJ 08534 • United States

1803 Broadway St Gbam - Wholesale Credit - Gwim Credit, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2015 Present
Previous Registrations
Other Businesses

BUSINESS OR ACTIVITY NAME - 322 EAST JERSEY STREET LLC FOR PROFIT OR NOT FOR PROFIT - FOR PROFIT ADDRESS OF BUSINESS - 322 EAST JERSEY STREET ELIZABETH NEW JERSEY 7206 INVESTMENT RELATED - NO NUMBER OF HOURS DEVOTED PER MONTH - 5 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS - ZERO START DATE OF RELATIONSHIP - 11/29/2010 YOUR POSITION, TITLE, ASSOCIATION - OWNER NATURE OF BUSINESS - INVESTMENT RENTAL PROPERTY LLC YOUR DUTIES - OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2008-06-10
Other Names
  • Kristina Funk
  • Kristina L Funk

View on SEC IAPD

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