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Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-01
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

11 Greenway Plaza Ste. 1000, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Houston TX 09/1999 Present
Invesco Advisers, Inc. Atlanta GA 01/2010 Present
Previous Registrations
  • 2010-06-09 → 2010-08-06
    Van Kampen Advisors Inc
    Houston, TX
  • 2006-05-08 → 2010-01-01
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Other Businesses

DAWSON EAGLE BAND BOOSTERS; NOT INVESTMENT RELATED; 3050 CULLEN BLVD, PEARLAND, TX 77584, USA; SUPPORT AND FUNDRAISE FOR BAND KIDS; CO-CHAIR COMPETITION TAILGATE; START: 08/2024; 10 HRS/MO, NOT DURING TRADING HOURS; ORGANIZE AND PROVIDE MEALS TO BAND KIDS AT LOCAL AND OUT OF TOWN BAND COMPETITIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-06
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S65 Uniform Investment Adviser Law Examination
    2006-05-06
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Other Names
  • Rebecca Maureen Sexauer
  • Becca King

View on SEC IAPD

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