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Teresa Marie Smith

Origin Investment Advisory LLC

Sarasota, FL

Kansas City, KS

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Current Employers
Origin Investment Advisory Llc

Sarasota, FL • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-09-27
  • KS RA
    APPROVED
    Since 2022-09-27

Branch Locations

Sarasota, FL • United States

Kansas City, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teresa Smith - Self Employed Kansas City KS 05/2022 10/2022
Waddell & Reed, Inc Shawnee Mission KS 08/2005 05/2016
Johnson Bixby & Associates, Llc Vancouver WA 08/2016 05/2017
Kms Seattle WA 08/2016 05/2017
Cerifi Alpharetta GA 10/2022 Present
Origin Financial Boston MA 09/2022 Present
Financial Finesse El Segundo CA 08/2017 05/2022
  • 05/2022 → 10/2022
    Teresa Smith - Self Employed
    Kansas City, KS
  • 08/2005 → 05/2016
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 08/2016 → 05/2017
    Johnson Bixby & Associates, Llc
    Vancouver, WA
  • 08/2016 → 05/2017
    Kms
    Seattle, WA
  • 10/2022 → Present
    Cerifi
    Alpharetta, GA
  • 09/2022 → Present
    Origin Financial
    Boston, MA
  • 08/2017 → 05/2022
    Financial Finesse
    El Segundo, CA
Previous Registrations
  • 2016-09-29 → 2017-04-18
    Kms Financial Services, Inc.
    Vancouver, WA
  • 2005-08-16 → 2016-06-02
    Waddell & Reed
    Shawnee Mission, KS
    Overland Park, KS
  • 2004-05-26 → 2005-08-01
    Voya Financial Advisors, Inc.
    Overland Park, KS
Other Businesses

CertFI / Full-Time / Not Investment Related / Alpharetta, GA / Content Developer / Oct 2022 / 150 Hours Per Month / 100% During Trading Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-04
S63 Uniform Securities Agent State Law Examination 1999-07-20
  • S65 Uniform Investment Adviser Law Examination
    2002-09-04
  • S63 Uniform Securities Agent State Law Examination
    1999-07-20
Designations

View on SEC IAPD

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