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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-02 |
Branch Locations
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 10/2015 | 07/2024 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 06/2024 | Present |
| Osaic Wealth, Inc. | Overland Park | KS | 08/2024 | 12/2024 |
| Zions Bancorp | Houston | TX | 03/2004 | 07/2024 |
| Triad Advisors | Atlanta | GA | 07/2024 | 08/2024 |
Fixed insurance sales and service; investment related; Houston, TX 77019; sales and service of non-variable insurance products; agent; 7/29/2004; 1 hr/month; 0 hr during trading; sales and service of non-variable insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-28 |
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