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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
MA RA APPROVED 2009-03-25
  • NY RA
    APPROVED
    Since 2022-02-03
  • MA RA
    APPROVED
    Since 2009-03-25

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

60 State Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Boston MA 06/2005 Present
  • 06/2005 → Present
    Blackrock Investments, Inc.
    Boston, MA
Other Businesses

(1) MassHockey Officiating. Youth Hockey Organization. Referee. officiating youth hockey games. 24 hours per month. started on 09/10/2022. (2) Stoneham (MA) Youth Hockey Association Inc.; youth sports organization; Director; Responsible for overseeing girls programs at all levels plus team coaching; 4-5 hrs/week; Start Date: 03-13-2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-06
S63 Uniform Securities Agent State Law Examination 1999-07-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-06
  • S63 Uniform Securities Agent State Law Examination
    1999-07-20

View on SEC IAPD

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