Tracey Donovan Nykiel

Current Employers

Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-06-10
IL	RA	APPROVED	2025-06-10

CO RA
APPROVED

Since 2025-06-10
IL RA
APPROVED

Since 2025-06-10

Branch Locations

Lake Forest, IL • United States

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Asset Management	Chicago	IL	03/2014	09/2018
Ima Advisory Services, Inc.	Denver	CO	12/2024	Present
Unemployed	Chicago	IL	07/2023	12/2024
Wellington Management Company	Chicago	IL	10/2018	06/2023

03/2014 → 09/2018

Northern Trust Asset Management

Chicago, IL
12/2024 → Present

Ima Advisory Services, Inc.

Denver, CO
07/2023 → 12/2024

Unemployed

Chicago, IL
10/2018 → 06/2023

Wellington Management Company

Chicago, IL

Other Businesses

WELLINGTON MANAGEMENT COMPANY LLP (WMC), 280 CONGRESS STREET, BOSTON, MA 02210. BUSINESS IS INVESTMENT RELATED. WMC IS AN AFFILIATE OF THE FIRM. WMC PROVIDES DISCRETIONARY INVESTMENT ADVISORY SERVICES TO INSTITUTIONAL CLIENTS AND COLLECTIVE INVESTMENT SCHEMES. VICE PRESIDENT, ACCOUNT MANAGER, GLOBAL CONSULTANT RELATIONS. RESPONSIBLE FOR DEVELOPING AND ENHANCING WORKING RELATIONSHIPS BETWEEN WMC AND INVESTMENT CONSULTANTS. OCTOBER 2018. TIME SPENT ON OTHER BUSINESS CAN RANGE BETWEEN 5%-95%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-09
S63	Uniform Securities Agent State Law Examination	2021-06-07

S65 Uniform Investment Adviser Law Examination

2025-06-09
S63 Uniform Securities Agent State Law Examination

2021-06-07

Other Names

Tracey D Kapica
Tracey Donovan Kapica

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