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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-28
  • NY RA
    APPROVED
    Since 2025-05-28

Branch Locations

Baldwinsville, NY • United States

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Syracuse NY 05/2025 Present
Cadaret, Grant & Co., Inc. Suracuse NY 06/2018 Present
Cadaret, Grant & Co. Inc. Solvay NY 01/2016 01/2018
Solvay Bank Solvay NY 01/2016 01/2018
Home, Unemployed Baldwinsville NY 02/2018 05/2018
  • 05/2025 → Present
    Syracuse, NY
  • 06/2018 → Present
    Cadaret, Grant & Co., Inc.
    Suracuse, NY
  • 01/2016 → 01/2018
    Cadaret, Grant & Co. Inc.
    Solvay, NY
  • 01/2016 → 01/2018
    Solvay Bank
    Solvay, NY
  • 02/2018 → 05/2018
    Home, Unemployed
    Baldwinsville, NY
Previous Registrations
  • 2021-07-29 → 2025-09-04
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Penfield, NY
    Syracuse, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-07
S65 Uniform Investment Adviser Law Examination 1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
Other Names
  • Margaret Eaton Stiene

View on SEC IAPD

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