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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-05
  • GA RA
    APPROVED
    Since 2023-09-05

Branch Locations

Snellville, GA • United States

Six Concourse Parkway Suite 400, Atlanta, GA 30328-6104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Atlanta GA 08/2016 10/2020
Dish Network Suwanee GA 02/2012 09/2016
J.P. Morgan Bank, N.A. Snellville GA 10/2020 08/2023
J.P. Morgan Securitites,Llc Snellville GA 10/2020 08/2023
Tiaa Atlanta GA 08/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Atlanta GA 08/2023 Present
  • 08/2016 → 10/2020
    Atlanta, GA
  • 02/2012 → 09/2016
    Dish Network
    Suwanee, GA
  • 10/2020 → 08/2023
    J.P. Morgan Bank, N.A.
    Snellville, GA
  • 10/2020 → 08/2023
    J.P. Morgan Securitites,Llc
    Snellville, GA
  • 08/2023 → Present
    Tiaa
    Atlanta, GA
  • 08/2023 → Present
    Atlanta, GA
Previous Registrations
  • 2020-11-23 → 2023-08-16
    Lilburn, GA
    Decatur, GA
    Snellville, GA
    Lilburn, GA
  • 2016-10-04 → 2020-10-28
    Lawrence, GA
    Lilburn, GA
    Duluth, GA
    St Louis, MO
    Lilburn, GA
Other Businesses

VIRTUAL PROPERTIES REALTY.BIZ POSITION: Salesperson NATURE: Realtor Broker and they help real estate agents with their real estate transactions INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2025 ADDRESS: 2750 Premiere Pkwy, Suite 200, Duluth GA 30097, United States DESCRIPTION: Real Estate Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-01
  • S66 Uniform Combined State Law Examination
    2016-10-01
Other Names
  • Alexander James Herman
  • Alexander Herman

View on SEC IAPD

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