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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | El Segundo | CA | 02/2013 | 09/2016 |
| Wells Fargo Clearing Services | El Segundo | CA | 05/2020 | 05/2022 |
| Wells Fargo Bank | El Segundo | CA | 05/2020 | 05/2022 |
| Wells Fargo Private Bank | El Segundo | CA | 09/2016 | 05/2020 |
| First Citizens Bank | Beverly Hills | CA | 11/2023 | 04/2025 |
| First Citizens Investor Services | Raleigh | NC | 11/2023 | 04/2025 |
| N/A | Manhattan Beach | CA | 05/2022 | 10/2023 |
| Hsbc Bank Usa, N.A. | Los Angeles | CA | 04/2025 | 04/2026 |
| Hsbc Securities (Usa) Inc | Los Angeles | CA | 04/2025 | 04/2026 |
| Bmo Bank Na | Los Angeles | CA | 05/2026 | Present |
| Lpl Financial Llc | Los Angeles | CA | 08/2026 | Present |
1. 08/2026 - BMO Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Los Angeles, CA, 90071 – OBA Start Date: 05/26/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 08/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-30 |
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