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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-21
  • CA RA
    APPROVED
    Since 2026-08-21

Branch Locations

300 S Grand Ave, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments El Segundo CA 02/2013 09/2016
Wells Fargo Clearing Services El Segundo CA 05/2020 05/2022
Wells Fargo Bank El Segundo CA 05/2020 05/2022
Wells Fargo Private Bank El Segundo CA 09/2016 05/2020
First Citizens Bank Beverly Hills CA 11/2023 04/2025
First Citizens Investor Services Raleigh NC 11/2023 04/2025
N/A Manhattan Beach CA 05/2022 10/2023
Hsbc Bank Usa, N.A. Los Angeles CA 04/2025 04/2026
Hsbc Securities (Usa) Inc Los Angeles CA 04/2025 04/2026
Bmo Bank Na Los Angeles CA 05/2026 Present
Lpl Financial Llc Los Angeles CA 08/2026 Present
  • 02/2013 → 09/2016
    Fidelity Investments
    El Segundo, CA
  • 05/2020 → 05/2022
    Wells Fargo Clearing Services
    El Segundo, CA
  • 05/2020 → 05/2022
    Wells Fargo Bank
    El Segundo, CA
  • 09/2016 → 05/2020
    Wells Fargo Private Bank
    El Segundo, CA
  • 11/2023 → 04/2025
    First Citizens Bank
    Beverly Hills, CA
  • 11/2023 → 04/2025
    First Citizens Investor Services
    Raleigh, NC
  • 05/2022 → 10/2023
    N/A
    Manhattan Beach, CA
  • 04/2025 → 04/2026
    Hsbc Bank Usa, N.A.
    Los Angeles, CA
  • 04/2025 → 04/2026
    Los Angeles, CA
  • 05/2026 → Present
    Bmo Bank Na
    Los Angeles, CA
  • 08/2026 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

1. 08/2026 - BMO Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Los Angeles, CA, 90071 – OBA Start Date: 05/26/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 08/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-10
S63 Uniform Securities Agent State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2020-10-10
  • S63 Uniform Securities Agent State Law Examination
    2015-06-30
Other Names
  • Christine Murphy
  • Christine Carole Elizabeth Murphy

View on SEC IAPD

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