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Current Employers
Brandes Investment Partners, Lp

4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-09-30
  • CA RA
    APPROVED
    Since 2008-09-30

Branch Locations

11988 El Camino Real, Suite 500, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandes Investment Partners, L.P. La Jolla CA 02/2011 Present
Alps Distributors, Inc. Denver CO 09/2015 07/2024
Foreside Fund Services, Llc La Jolla CA 07/2024 Present
  • 02/2011 → Present
    La Jolla, CA
  • 09/2015 → 07/2024
    Alps Distributors, Inc.
    Denver, CO
  • 07/2024 → Present
    Foreside Fund Services, Llc
    La Jolla, CA
Other Businesses

Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Investment Advisor; Compliance Supervisor; Start 5/19/2008; 160 Hrs Per Month; Oversee Code of Ethics, Registration, and Regulatory Filings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-29
S66 Uniform Combined State Law Examination 2001-09-24
S63 Uniform Securities Agent State Law Examination 1999-05-17
  • S65 Uniform Investment Adviser Law Examination
    2008-09-29
  • S66 Uniform Combined State Law Examination
    2001-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-05-17

View on SEC IAPD

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