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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-07 |
| CT | RA | APPROVED | 2025-10-31 |
Branch Locations
Manchester, CT • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jan Johnson Cfp | Machester | CT | 05/2011 | 08/2025 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2012 | 06/2022 |
| Thrive Wealth Strategies | Manchester | CT | 10/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | 06/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | 08/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | 08/2025 |
| Lpl Financial | Manchester | CT | 10/2025 | Present |
1. 09/2025 - Thrive Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hour(s)/Month - 8 Hour(s) During Trading - Boston, MA 02109 - OBA Start Date: 10/16/2025 2. 09/2025 - Thrive Tax Strategies - Business Entity For Tax Prep/Accounting/CPA - Investment Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Manchester, CT 06042 - OBA Start Date: 10/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-12 |
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