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Jian Zhang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-13
  • CA RA
    APPROVED
    Since 2024-09-13

Branch Locations

1111 Broadway, Oakland, CA 94607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fred Algermanagement New York NY 02/2013 03/2018
Unemployed Irvine GA 10/2019 08/2024
Bank Of America, N.A. Oakland CA 11/2024 Present
Transamerica Financial Advisor Irvine CA 02/2024 09/2024
Unemployed Irvine CA 03/2018 06/2018
Foresters Investment Management New York NY 06/2018 09/2019
Wfg Irvine CA 01/2024 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 08/2024 Present
  • 02/2013 → 03/2018
    Fred Algermanagement
    New York, NY
  • 10/2019 → 08/2024
    Unemployed
    Irvine, GA
  • 11/2024 → Present
    Bank Of America, N.A.
    Oakland, CA
  • 02/2024 → 09/2024
    Transamerica Financial Advisor
    Irvine, CA
  • 03/2018 → 06/2018
    Unemployed
    Irvine, CA
  • 06/2018 → 09/2019
    Foresters Investment Management
    New York, NY
  • 01/2024 → 09/2024
    Wfg
    Irvine, CA
  • 08/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oakland, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
  • S66 Uniform Combined State Law Examination
    2024-06-26
Other Names
  • Warren Zhang

View on SEC IAPD

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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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