Richard Brian Griep

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-10
WI	RA	APPROVED	1998-12-10

TX RA
APPROVED_RES

Since 2019-03-10
WI RA
APPROVED

Since 1998-12-10

Branch Locations

203 Corporate Dr Ste 200, Beaver Dam, WI 53916 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Janesville	WI	07/1998	Present

07/1998 → Present

Edward D. Jones & Co., L.P.

Janesville, WI

Other Businesses

RUGGED OUTDOORS INC. MAILBOXES/SHELVING UNITS ROSCOE, IL STARTED:JUNE 1998 POSITION:VICE PRESIDENT/SECRETARY 1 HOUR SPENT - TRADING HOURS 1 HOUR SPENT - PER WEEK JK LORIC LLC Type of business: Rental property Beaver Dam, WI Start date: 2/14/2013 Member Hours per week: 0 Hours during trading: 0 Hire property management to rent unit to tenant, pay monthly bills associated with the rental unit (mortgage, utilities, HOA, etc.). Colibri Casa LLC Type of business: Rental property in Arizona Beaver Dam, WI Start date: 1/2/2018 Manager Hours per week: 0 Hours during trading: 1 LLC manages this property in Cave Creek, AZ.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-12-01

S63 Uniform Securities Agent State Law Examination

1998-12-01

Other Names

Richard Griep

View on SEC IAPD