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Kevin Matthew Hickey

Principal Advised Services

Charlotte, NC

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-04
NC RA APPROVED 2024-04-04
  • IA RA
    APPROVED
    Since 2024-04-04
  • NC RA
    APPROVED
    Since 2024-04-04

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Charlotte NC 05/2021 Present
Principal Advised Services Charlotte NC 03/2024 Present
Lpl Financial Institution Services Fort Mill SC 04/2008 05/2018
Wells Fargo Clearing Services, Llc Charlotte NC 12/2019 05/2021
Chopt Charlotte NC 07/2018 06/2019
Men's Shelter Of Charlotte Charlotte NC 06/2019 11/2019
Principal Life Insurance Company Charlotte NC 05/2021 Present
  • 05/2021 → Present
    Principal Securities Inc
    Charlotte, NC
  • 03/2024 → Present
    Principal Advised Services
    Charlotte, NC
  • 04/2008 → 05/2018
    Lpl Financial Institution Services
    Fort Mill, SC
  • 12/2019 → 05/2021
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 07/2018 → 06/2019
    Chopt
    Charlotte, NC
  • 06/2019 → 11/2019
    Men's Shelter Of Charlotte
    Charlotte, NC
  • 05/2021 → Present
    Principal Life Insurance Company
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-17
Designations
Other Names
  • Kevin Matthew Hickey
  • Kevin Hickey

View on SEC IAPD

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