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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED_RES | 2024-03-30 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tbd | Chicago | IL | 07/2024 | Present |
| Jpmorgan Chase Bank Na | Chicago | IL | 11/2016 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 11/2016 | Present |
| Unemployed | Chicago | IL | 04/2016 | 10/2016 |
Entity Name: TBD Investment related: No Address: Chicago Illinois 60601 Nature of the other business: Online Publication Position/Title/Relationship: Owner/Partner Start Date: 07/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The nature of the business involves the online publication of works of fiction. This business is not connected to my role or activities at JPMC. The business is not in the financial services sector, nor does it support the financial industry. The business does not provide financial services, expertise, or advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S66 | Uniform Combined State Law Examination | 1998-11-19 |
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