Michael Joseph Winn

Current Employers

Chartered Wealth Partners, Lp

9401 Wilshire Blvd. Suite 500, Beverly Hills, CA 90212 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-02

CA RA
APPROVED

Since 2026-03-02

Branch Locations

9401 Wilshire Boulevard Suite 500, Beverly Hills, CA 90212 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
First Republic Investment Management, Inc	Los Angeles	CA	04/2016	02/2020
First Republic Securities Company, Llc	Los Angeles	CA	04/2016	02/2020
Private Advisor Group, Llc	Morristown	NJ	02/2020	09/2020
Audent Global Asset Management, Llc	Los Angeles	CA	09/2020	08/2021
Cape Securities Inc.	Los Angeles	CA	07/2020	09/2020
Sanctuary Wealth	Los Angeles	CA	08/2021	03/2023
Boulevard Family Wealth	Beverly Hills	CA	10/2023	08/2024
Innovise Family Wealth Advisors	Los Angeles	CA	01/2021	06/2023
Unemployed	Hermosa Beach	CA	06/2023	10/2023
Audent Family Wealth Advisors	Los Angeles	CA	02/2020	09/2021
Simplicity Investments	Summit	NJ	02/2025	Present
Chartered Wealth Partners, Lp	Beverly Hills	CA	11/2025	Present
Unemployed	Manhattan Beach	CA	08/2024	02/2025
Chartered Wealth Partners Gp, Inc.	Beverly Hills	CA	11/2025	Present

04/2016 → 02/2020

First Republic Investment Management, Inc

Los Angeles, CA
04/2016 → 02/2020

First Republic Securities Company, Llc

Los Angeles, CA
02/2020 → 09/2020

Private Advisor Group, Llc

Morristown, NJ
09/2020 → 08/2021

Audent Global Asset Management, Llc

Los Angeles, CA
07/2020 → 09/2020

Cape Securities Inc.

Los Angeles, CA
08/2021 → 03/2023

Sanctuary Wealth

Los Angeles, CA
10/2023 → 08/2024

Boulevard Family Wealth

Beverly Hills, CA
01/2021 → 06/2023

Innovise Family Wealth Advisors

Los Angeles, CA
06/2023 → 10/2023

Unemployed

Hermosa Beach, CA
02/2020 → 09/2021

Audent Family Wealth Advisors

Los Angeles, CA
02/2025 → Present

Simplicity Investments

Summit, NJ
11/2025 → Present

Chartered Wealth Partners, Lp

Beverly Hills, CA
08/2024 → 02/2025

Unemployed

Manhattan Beach, CA
11/2025 → Present

Chartered Wealth Partners Gp, Inc.

Beverly Hills, CA

Previous Registrations

2023-11-13 → 2024-08-14

Boulevard Family Wealth Services, Llc

Beverly Hills, CA
2021-08-23 → 2023-03-14

Sanctuary Advisors, Llc

Los Angeles, CA

Miami, FL
2020-10-28 → 2021-09-03

Audent Global Asset Management, Llc

West Hollywood, CA
2020-02-18 → 2020-09-01

Private Advisor Group, Llc

Morristown, NJ

Los Angeles, CA
2016-04-29 → 2020-02-14

J.P. Morgan Private Wealth Advisors Llc

Century City, CA

San Francisco, CA
2011-05-13 → 2016-05-27

Ubs Financial Services Inc.

Los Angeles, CA
2003-01-03 → 2011-05-17

Oppenheimer & Co. Inc.

Los Angeles, CA

Los Angeles, CA
2003-04-15 → 2007-11-12

Oppenheimer Asset Management

New York, NY
1999-10-07 → 2003-01-03

Cibc World Markets Corp.

Los Angeles, CA

Other Businesses

1.) INDEPENDENT INSURANCE AGENT; 1/1/93; Beverly Hills, CA 90067; sales of insurance; investment related; approx. 60 hrs/mo; 40 hrs/mo (during trading hours). 2.) CHARTERED WEALTH PARTNERS - 2/2/26 - 9401 Wilshire Blvd, Suite 500, Beverly Hills, CA 90212 - Partner, New business, Invt Rel, Life insurance advisory business, 5 hrs/mo; 0 hrs/mo (during trading hours). 3.) Boulevard Family Wealth - 9/1/2023 - 421 1st Street, Manhattan Beach, CA 90266 - Partner, new business, Invt Rel, investment fee income, 200 hrs/mo; 0 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-23
S63	Uniform Securities Agent State Law Examination	1993-06-26

S65 Uniform Investment Adviser Law Examination

1999-02-23
S63 Uniform Securities Agent State Law Examination

1993-06-26

Other Names

Michael J Winn

View on SEC IAPD