James Keith Cox

Current Employers

Employment History

• 07/2015 → 04/2017
  Stifel, Nicolaus & Company, Incorporated
  Baton Rouge, LA
• 07/2015 → 04/2017
  Stifel, Nicolaus & Company, Incorporated
  Baton Rouge, LA
• 04/2017 → 11/2017
  J K Cox Consulting
  Baton Rouge, LA
• 11/2017 → Present
  Newbridge Financial Services Group
  Boca Raton, FL
• 09/2018 → Present
  Newbridge Securities Corp
  Boca Raton, FL

Previous Registrations

• 2015-07-07 → 2017-04-26
  Stifel, Nicolaus & Company, Incorporated
  Baton Rouge, LA
  New Orleans, LA
• 2009-03-26 → 2015-07-07
  Intl Advisory Consultants Inc.
  Birmingham, AL
  Baton Rouge, LA
• 2008-02-04 → 2009-03-26
  Stanford Group Company
  Baton Rouge, LA
• 2006-03-20 → 2008-02-15
  Raymond J. Lucia Companies, Inc.
  Baton Rouge, LA
• 2004-06-07 → 2008-02-05
  Securities America Advisors, Inc.
  Baton Rouge, LA
  Baton Rouge, LA
• 2004-07-14 → 2006-04-18
  Rjl Financial Network, L.L.C.
  Baton Rouge, LA

Other Businesses

1) Gratia Management LLC; Baton Rouge, LA 70810 a non-investment ; consulting business owned by my son; I am a Director; spend less than 5 hrs/month on the business and typically none during trading hours; I provide counsel to my son; 2) Premier Wealth, LLC (DBA); 451 E Airport Ave. Baton Rouge, LA 70806; an investment advisory representative affiliate of Newbridge Financial; this is my primary business beginning 11/2017 and will spend most hours during trading day working in this pursuit; I am the sole owner; 3) James Keith Cox Insurance Agent - 03/2024 - Ongoing Sale and Service of Insurance products.. 20% of time. Prospect for those who need Life, Health and/or Accident insurance products, gather information about their situation, and recommend & implement the appropriate products needed.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-03
• S65 Uniform Investment Adviser Law Examination
  1994-10-26

Other Names

• Keith Cox
• J Keith Cox