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Current Employers
Pgim Quantitative Solutions

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-03
  • CA RA
    APPROVED
    Since 2016-06-03

Branch Locations

2 Gateway Center, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Llc Newark NJ 02/2016 Present
Pgim Quantitative Solutions Llc Newark NJ 06/2016 06/2016
Pgim Quantitative Solutions Llc Newark NJ 02/2016 Present
  • 02/2016 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 06/2016 → 06/2016
    Pgim Quantitative Solutions Llc
    Newark, NJ
  • 02/2016 → Present
    Pgim Quantitative Solutions Llc
    Newark, NJ
Other Businesses

DEL TACO (FRANCHISE)--FAST FOOD RESTAURANT POSITION: passive investor and co-owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 2320 E. Fourth Street, Santa Ana CA 92705, United States DESCRIPTION: provider of capital only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-11
S63 Uniform Securities Agent State Law Examination 1999-12-14
  • S65 Uniform Investment Adviser Law Examination
    2000-04-11
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14

View on SEC IAPD

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