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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | Newark | NJ | 02/2016 | Present |
| Pgim Quantitative Solutions Llc | Newark | NJ | 06/2016 | 06/2016 |
| Pgim Quantitative Solutions Llc | Newark | NJ | 02/2016 | Present |
DEL TACO (FRANCHISE)--FAST FOOD RESTAURANT POSITION: passive investor and co-owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 2320 E. Fourth Street, Santa Ana CA 92705, United States DESCRIPTION: provider of capital only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-14 |
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