Best Investors Account Sign in

Jordan Marc Rothenberg

Gamma Asset Management LLC

San Juan, PR

Hollywood, FL

Claim This Profile
Current Employers
Gamma Asset Management Llc

Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-06-09
  • PR RA
    APPROVED
    Since 2023-06-09

Branch Locations

Edificio Ochoa 500 Calle De La Tanca Suite 305, San Juan, PR 00901-1969 • United States

Hollywood, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Capital Advisors, Llc East Brunswick NJ 05/2011 02/2020
Pnc Funds Distributor, Llc East Brunswick NJ 11/2012 02/2020
Pnc Capital Markets, Llc Pittsburgh PA 02/2020 01/2022
Pnc Bank Pittsburgh PA 02/2020 12/2022
N/A Hollywood FL 12/2022 05/2023
Gamma Securities Llc San Juan PR 05/2023 Present
Gamma Asset Management San Juan PR 05/2023 Present
  • 05/2011 → 02/2020
    Pnc Capital Advisors, Llc
    East Brunswick, NJ
  • 11/2012 → 02/2020
    Pnc Funds Distributor, Llc
    East Brunswick, NJ
  • 02/2020 → 01/2022
    Pnc Capital Markets, Llc
    Pittsburgh, PA
  • 02/2020 → 12/2022
    Pnc Bank
    Pittsburgh, PA
  • 12/2022 → 05/2023
    N/A
    Hollywood, FL
  • 05/2023 → Present
    Gamma Securities Llc
    San Juan, PR
  • 05/2023 → Present
    Gamma Asset Management
    San Juan, PR
Previous Registrations
Other Businesses

GAMMA ASSET MANAGEMENT; INVESTMENT RELATED, REGISTERED INVESTMENT ADVISOR, Offer Investment management products and services to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-21
  • S66 Uniform Combined State Law Examination
    2013-03-21
Other Names
  • Jordan Rothenberg
  • Jordan More Rothenberg

View on SEC IAPD

More in San Juan, PR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor