Seth Benjamin Mullikin

Current Employers

Employment History

• 08/2016 → 08/2019
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2020 → Present
  Lattice Financial, Llc
  Charlotte, NC
• 09/2019 → Present
  Rol Advisor
  Sister Bay, WI

Previous Registrations

• 2017-11-20 → 2019-09-20
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

Name of the other business: ROL Advisor Investment-related: No Address of the other business: P.O. Box 167 Sister Bay, Wisconsin 54234 Nature of the other business: Software, training, and marketing support for financial advisors Position, title, or relationship with the other business: Member Success Manager Start date of your relationship: 09/2019 Approximate number of hours/month you devote to the other business: 15 hours/month Number of hours you devote to the other business during securities trading hours: 15 hours/month Duties relating to the other business: Onboarding new members, explaining the software and assisting with monthly webinars Name of Other Business: 10 Jameson St, LLC Investment Related: Investment Real Estate Address of other Business: 1100A Rutherford Road, Greenville, SC 29609 Nature of Other business: Real Estate Investment Position: Member Relationship: Member and part-owner Start Date: I have been a passive member of the LLC since October 2018, but began an active role in April 2021. Approximate Number of Hours per Month: 1-3 Number of Hours Devoted During Security Trading Hours: 1-3 Duties: Assist with collecting payments and maintaining property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-17
• S63 Uniform Securities Agent State Law Examination
  2016-09-12

Designations