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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-10
NY RA APPROVED 2022-01-25
NJ RA APPROVED 2011-05-31
OH RA APPROVED 2011-05-31
  • IL RA
    APPROVED
    Since 2022-02-10
  • NY RA
    APPROVED
    Since 2022-01-25
  • NJ RA
    APPROVED
    Since 2011-05-31
  • OH RA
    APPROVED
    Since 2011-05-31

Branch Locations

Powell, OH • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Plainsboro NJ 05/2011 Present
  • 05/2011 → Present
    Blackrock Investments, Llc
    Plainsboro, NJ
Previous Registrations
Other Businesses

(1) Greyhound Properties LLC (Columbus, Ohio)- Real estate holding company - Owner. I own two rental apartment properties that are to be titled under my newly-formed LLC. 2 hours/month devoted to LLC (2) Arlington Guilford Condo HOA (Columbus, Ohio) President - Condominium homeowners' association. I am responsible for overseeing building maintenance fund and for payment of accrued expenses. (3) Pets without Parents (Columbus, Ohio); Board Member; Non-investment position; No control over finances; No investment advice; Non-profit, 501c3 organization No-kill pet shelter; Role: Oversee direction and strategy of shelter; Start Date: 4/1/2019; 4 hours/month devoted to activity. (4) Greyhound Properties- NC LLC; Real estate holding company; President; Maintenance of records; 1 hrs per month; 10-12-2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-26
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    2006-09-26
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22

View on SEC IAPD

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