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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
203 S 2Nd Ave, Rock Rapids, IA 51246 • United States
4608 Morningside Ave, Sioux City, IA 51106 • United States
1030 10Th St, Onawa, IA 51040 • United States
126 Grand Ave, Spencer, IA 51301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Sioux City | IA | 02/2026 | Present |
| U.S. Bancorp Investments, Inc. | Sioux City | IA | 12/2001 | 02/2026 |
1) Richard Watts Trust and Velma Watts Revocable Trust; not investment-related; Sac City, IA; Farming; Trustee; 01/2014; 20 hours/month; 0 hours/trading; farming. 2) Self-Farming ownership; Not Investment-Related; Sac City, IA 51039; Farming; Owner; 01/2020; 1 day/month; 1 day/trading if not on a weekend; Seasonal 1 day to plant and 2 days to harvest this farm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-31 |
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