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Michael James Garner

U.S. Bancorp Advisors, LLC

Ames, IA

Ames, IA

Marshalltown, IA

Boone, IA

West Des Moines, IA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

2546 Lincoln Way, Ames, IA 50014 • United States

405 Main St, Ames, IA 50010 • United States

123 W Main St, Marshalltown, IA 50158 • United States

724 Story St, Boone, IA 50036 • United States

225 50Th St, West Des Moines, IA 50265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Ames IA 12/2001 02/2026
U.S. Bancorp Advisors, Llc Ames IA 02/2026 Present
Previous Registrations
  • 2006-08-29 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Ames, IA
    Nevada, IA
    Ames, IA
    Ames, IA
    Ames, IA
    Boone, IA
    Boone, IA
    Stratford, IA
    Marshalltown, IA
    Marshalltown, IA
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    West Des Moines, IA
    Des Moines, IA
    Marshalltown, IA
    West Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 1992-08-18
  • S65 Uniform Investment Adviser Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    1992-08-18
Other Names
  • Mike Garner

View on SEC IAPD

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