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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-07-13 |
| TX | RA | APPROVED | 2026-07-09 |
| KY | RA | APPROVED | 2026-07-06 |
Branch Locations
Louisville, KY • United States
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2026 | Present |
| Thrivent Financial | Appleton | WI | 05/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2016 | 12/2021 |
| Morgan Stanley | Louisville | KY | 01/2022 | 04/2023 |
| Ubs Financial Services Inc. | Louisville | KY | 10/2023 | 09/2024 |
| Unemployed | Louisville | KY | 04/2023 | 09/2023 |
| Unemployed | Louisville | KY | 09/2024 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-19 |
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