Stacy Steven Smith

Current Employers

Employment History

• 12/1993 → Present
  U.S. Bancorp Advisors, Llc
  Glendale, CA

Other Businesses

WRITING UNDER THE ABBREVIATED PEN NAME OF "S. STEVEN SMITH", TO RECEIVE ROYALTIES AND BOOK SALE PROFITS. WRITING ONLY FICTION AND NON-FICTION THAT IS NOT RELATED TO THE FINANCIAL SECURITIES INDUSTRY. INTENTION IS TO SELF-PUBLISH AS WELL AS SEEK OUT TRADITIONAL PUBLISHING DEALS, WITH THE POSSIBILITY OF SELLING RIGHTS TO THE ENTERTAINMENT AND MERCHANDISING INDUSTRIES. PUBLISHING UNDER MY PEN NAME OF S. STEVEN SMITH, AND LIKELY ALSO S. STEVEN SMITH PUBLISHING, FROM MY HOME RESIDENCE ADDRESS. WRITING EFFORTS WILL TAKE UP TO 7 HOURS PER WEEK WITH NO WRITING BEING DONE DURING MY WORK AT UNIONBANC INVESTMENT SERVICES AS WELL AS WITHIN SECURITIES TRADING HOURS. I AM THE SOLE PARTICIPANT IN THIS OUTSIDE BUSINESS ACTIVITY AND THE AUTHOR RESPONSIBLE FOR PRODUCING ALL THE WRITTEN MATERIAL. INTENDED INITIAL PUBLISHING DATE IS MARCH 9TH, 2018. THIS NON-INVESTMENT RELATED BUSINESS IS ARTISAN WIRE WORKS WHICH IS A SOLE PROPRIETORSHIP OWNED BY MY WIFE, ELIZABETH R. SMITH. I WILL BE ASSISTING HER IS SMALL AMOUNTS OF TIME WITH THE ONLINE SALES SETUP OF RETAIL SALES FOR HER HANDCRAFTED JEWELRY AND DECORATIONS. I WILL NOT RECEIVE ANY COMPENSATION FOR THE APPROXIMATELY 2 TO 4 HOURS OF WORK PER WEEK DOING ONLINE POSTINGS, PRODUCT PHOTOGRAPHY AND MINOR ACCOUNTING WORK. BUSINESS ADDRESS IS P.O. BOX 12143, LA CRESCENTA, CA 91224. I WILL NOT CONDUCT ANY OF THIS WORK DURING SECURITIES TRADING HOURS WHILE PERFORMING MY DUTIES AT UBIS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-02