John Wesley Peavy

Current Employers

Smith Group Asset Management

100 Crescent Court Suite 1150, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-04-23

TX RA
APPROVED

Since 2010-04-23

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peavy Financial Serivices, Inc.	Dallas	TX	05/1983	Present
Smith Asset Management Group, L.P.	Dallas	TX	01/2010	Present

05/1983 → Present

Peavy Financial Serivices, Inc.

Dallas, TX
01/2010 → Present

Smith Asset Management Group, L.P.

Dallas, TX

Previous Registrations

2009-12-10 → 2015-04-21

First Private Wealth Management, Inc.
2006-06-05 → 2009-12-31

Cimarron Asset Management, Llc

Irving, TX
2004-10-04 → 2006-05-31

Dana Investment Advisors Inc

Grapevine, TX

Other Businesses

PEAVY FINANCIAL SERVICES, INC., CHAIRMAN AND CEO, FOUNDED 05/1983. FINANCIAL SERVICES COMPANY THAT PROVIDES CONSULTING AND EXPERT WITNESS SERVICES. FIRST PRIVATE WEALTH MANAGEMENT, REGISTERED INVESTMENT ADVISORS, CHAIRMAN OF INVESTMENT COMMITTEE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-03-13

S63 Uniform Securities Agent State Law Examination

1992-03-13

Designations

Other Names

John Peavy
John Wesley Peavy

View on SEC IAPD