Richard Harold Mellinger

Current Employers

Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-17

MN RA
APPROVED

Since 2013-12-17

Branch Locations

6448 Main Street, North Branch, MN 55056-7068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	North Branch	MN	12/1997	Present
Focus Financial Network,Inc.	North Branch	MN	04/2007	Present
Focus Financial Network, Inc.	North Branch	MN	12/1997	Present

12/1997 → Present

Osaic Wealth, Inc.

North Branch, MN
04/2007 → Present

Focus Financial Network,Inc.

North Branch, MN
12/1997 → Present

Focus Financial Network, Inc.

North Branch, MN

Other Businesses

FOCUS FINANCIAL NETWORK, INC.; NOT INVESTMENT RELATED; 6479 MAIN STREET, NORTH BRANCH, MN 55056; SALE OF FIXED INSURANCE PRODUCTS; 12/1997 (ESTIMATED 4% OF TIME), COMMISSIONS. FOCUS FINANCIAL NETWORK, INC.; INVESTMENT-RELATED; 6479 MAIN STREET, NORTH BRANCH, MN 55056; INVESTMENT ADVISORY REPRESENTATIVE; 2/2007; APPROX. 50% OF TIME.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-23
S63	Uniform Securities Agent State Law Examination	1992-01-16

S66 Uniform Combined State Law Examination

2007-04-23
S63 Uniform Securities Agent State Law Examination

1992-01-16