Best Investors Account Sign in
Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-05-03
  • LA RA
    APPROVED
    Since 2024-05-03

Branch Locations

111 N. Causeway Blvd. Suite 207, Mandeville, LA 70448 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chalmette LA 08/2002 Present
Newedge Advisors, Llc> New Orleans LA 05/2024 Present
  • 08/2002 → Present
    Lpl Financial Llc
    Chalmette, LA
  • 05/2024 → Present
    Newedge Advisors, Llc>
    New Orleans, LA
Previous Registrations
Other Businesses

(1) 05/01/2024 - Goss Wealth Management - dba for NewEdge Advisors, LLC - Investment related - Investment Advisor Representative - at reported business location. (2) 05/09/2024 - NewEdge Advisors - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 5/1/2024 - 40 Hrs/Mo During Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 05/09/2024 - New Edge DBA Goss Wealth Mangement - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/1/2024 - 40 Hrs/Mo During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-23
S65 Uniform Investment Adviser Law Examination 1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1999-07-23
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06
Designations
Other Names
  • Guy P Guinot

View on SEC IAPD

More in Mandeville, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor