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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-08-04 |
Branch Locations
800 N Brand Blvd, Glendale, CA 91203 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Los Angeles | CA | 04/1985 | Present |
| U.S. Bancorp Advisors, Llc | Glendale | CA | 04/1985 | Present |
M W Briones, I Pe-Briones TTEE The Liv Tr of Miguel W. Briones & Irene Pe-Briones, U/A 9/16/19; investment-related; Los Angeles, CA; Rental Property; Co-Trustee of Family Trust; 4/1/2003; 0.5 hours/month; 0 hours/month during trading hours; handles paperwork and other clerical duties to manage rental properties.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-17 |
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