Edward Dale Shupe

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-12-19

FL RA
APPROVED

Since 2013-12-19

Branch Locations

495 Grand Boulevard Suite 322, Miramar Beach, FL 32550 • United States

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Miramar Beach	FL	09/1997	Present
Charles Schwab Bank	Miramar Beach	FL	02/2005	Present

09/1997 → Present

Charles Schwab & Co., Inc.

Miramar Beach, FL
02/2005 → Present

Charles Schwab Bank

Miramar Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-17
S63	Uniform Securities Agent State Law Examination	1996-07-29

S66 Uniform Combined State Law Examination

2013-12-17
S63 Uniform Securities Agent State Law Examination

1996-07-29

Other Names

Edward A Shupe