Vadim Mostovoy

Current Employers

Empire Financial Management Company, Llc

29 Broadway 12Th Floor, New York, NY 10006 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-23

NY RA
APPROVED

Since 2021-06-23

Branch Locations

29 Broadway 12Th Floor, New York, NY 10006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bishop Rosen & Co., Inc.	New York	NY	07/2002	06/2016
Empire Asset Management Company	New York	NY	06/2016	11/2025
Empire Financial Managment Company, Llc	New York	NY	02/2017	Present

07/2002 → 06/2016

Bishop Rosen & Co., Inc.

New York, NY
06/2016 → 11/2025

Empire Asset Management Company

New York, NY
02/2017 → Present

Empire Financial Managment Company, Llc

New York, NY

Other Businesses

LionHunter Capital Management is the pass through company for Mr. Mostovoy's expenses as a 1099 employee of Empire Asset Management Co. (EAMC) and maintains a trading account through EAMC. Effective February 3, 2021 Lionhunter became an SEC RIA, but has yet to commence operations. Mr Mostovoy is currently the CEO of Lionhunter and is not currently receiving any remuneration from the advisor.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-12

S63 Uniform Securities Agent State Law Examination

1991-08-12